针对持证人及学员个人信息的保密政策
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针对持证人及学员个人信息的保密政策

Confidentiality Policy

针对持证人及学员个人信息的保密政策

 

Confidentiality

The results of all candidates who remain unsuccessful shall be kept confidential in the custody of FPSB China. The documents submitted by the candidates at examination hall (including rough sheets, score back-up sheets, feedback form and other examination documents containing case studies) are the property of FPSB China, are kept confidential in custody of FPSB China, and are not subject to any public scrutiny. The same is to preserve the confidentiality of candidate specific information. These are also used for useful information to strengthen our examination system and cross-check the relevant information in case of review or appeals received post-examination.

 

保密

 

现代国际金融理财标准(上海)有限公司(简称:标委会),应对所有还未通过认证学员的考试结果保密。学员在考场递交的相关资料(包括表格,得分备用表格,反馈表格以及其他涉及案例分析的考试文档),均为标委会所有,并由其保密管理,且不得对外公开。此举同样也是为了保证学员具体信息的隐密性。同时,这些措施是为了完善考试体系所需提供的信息,以及在考试后期涉及到复查或申请异议时,对相关信息的反复核对。

 

Release of CFP Professional Information

对于CFP持证人信息的公布

 

FPSB China, either through telephone, e-mail responses or through its website, may provide any of the following information:

现代国际金融理财标准(上海)有限公司,将通过电话、电子邮件或其官方网站,公布以下相关信息:

 

Whether the person(s) has ever been certified by FPSB China, the date of that certification, and, if not currently certified, the date on which certification lapsed or was otherwise terminated.

Whether the person(s) has indicated he/she is in the practice of financial planning.

Any past and/or current public disciplinary actions against the person(s) by FPSB China.

The business name, address and phone number of the person(s).

The renewal date for the person(s) current CFP certification.

 

· 持证人是否通过标委会的认证,以及具体认证的日期。如最近没有进行认证,则认证失效或过期的具体日期。

· 该持证人是否表明其实际从事金融理财规划工作

· 标委会是否在过去或现在对该持证人进行公开的纪律处分

· 该持证人所在公司名、地址及联系方式

· 持证人进行再认证的日期


From time to time FPSB China provides this same information in the form of a list to education providers, industry organizations, associations or businesses related to the financial planning industry as FPSB China deems appropriate. A fee is charged for the list, and it may be used one-time only. Certificants may opt-out of being included on these lists by selecting the "opt-out" box located in the Contact Information section of their online FPSB China accounts, at the bottom of the online Certification Application form or by e-mailing or faxing notification to the numbers listed above in this section.

 

标委会有时也会通过列表的形式将相同的信息提供给其认为合适的有关金融理财的培训机构、行业内组织、协会或企业。获得表格需要缴费,而且只能使用一次。 持证人可以通过其在标委会网站的个人账户(位于在线认证申请表格的末尾),勾选“不被选中”而使自己不被记录在该列表中,或是通过邮件以及传真的方式通知上述机构或单位。

 

FPSB China may provide information other than that listed above, including but not limited to social security numbers, to government and self-regulatory organizations, to allow for the proper identification of person(s) associated with the requesting agency.

 

除以上信息,标委会会提供的信息包括但不限于如社保账号,给政府以及自律监管机构,允许有相关要求的机构来确认持证人的身份。

 

FPSB China reserves the right to deny any requests for information.

 

标委会有权拒绝任何信息查询的要求。

 

FPSB China may release information on the rare occasions when we are required to do so by law, are involved in a lawsuit or in order to enforce the terms of use conditions.

 

在法律要求的情况下,或者涉及到法律诉讼或者其他条款强制规定的情况下,标委会应公布相关个人信息。

 

Privacy Statement

FPSB China is bound by, and committed to supporting, the <Notice for Strengthening the Management of Trainees’ and Certificants’ Information>. The aim of FPSB China is both to support and to ensure that it complies with the laws introduced to strengthen privacy protection for the general public. This Statement addresses any potential concerns you may have about the purposes for which personal information you provide to FPSB China is collected and to whom this information will be disclosed.

 

隐私权声明

 

现代国际金融理财标准(上海)有限公司遵守及执行《关于加强学员及持证人信息管理工作的通知》。标委会旨在遵循并支持有关加强对公众隐私保护的法律法规。该声明意在表明标委会所收集的有关持证人或学员个人信息的目的,以及这些信息会对哪些对象公开。

 

Collection of personal information

The purpose of collecting this information from you is to determine your eligibility for CFP certification offered by FPSB China and to enable FPSB China to assess, approve or refuse your application and ability to become certified.

 

Failure to provide full and complete information may result in a limited ability or willingness on the part of FPSB China to assess or approve your application for certification.

 

个人信息的收集

 

现代国际金融理财标准(上海)有限公司通过对个人信息的收集来评判申请认证的个人是否具备相应资质,并评定通过或者拒绝相关申请人的申请。

 

相关人员如未能提供符合规定的相关信息,会导致标委会无法正确评估或通过该人员的认证申请。

 

Use and disclosure of personal information

If your application is accepted, the information that you provide will be used by FPSB China to offer, provide and continue to services to you and other members of FPSB China.

 

FPSB China may also use the information you provide for administrative, planning and reporting purposes in connection with the provision of services offered by FPSB China and the compilation or analysis of statistics relevant to the financial planning industry and the education requirements of financial planning professionals. We may also publish results on the Internet.

 

个人信息的使用和公开

 

如果持证人或学员的申请获得受理,标委会会将其所提供的信息用于给持证人提供的相关服务之用。

 

现代国际金融理财标准(上海)有限公司同样会将申请人所提供的信息用作所提供服务的管理、规划以及相关报告,同时也用于金融理财行业的刊物汇编或者数据分析、以及理财专业人士的教育培训之用。我们同样也会将结果公布在网站上。

 

In addition to universities and other educational service providers that are Memberd with or support the provision of educational services offered by FPSB China, FPSB China may disclose information that is collected or otherwise obtained from you to

· governmental agencies

· those who maintain and update our database

· those who assist with mail-outs

· those who arrange, participate in and sponsor conferences

· those who deliver educational and other services to FPSB China members

 

除了向大学高校以及其他支持现代国际金融理财标准(上海)有限公司提供的教育项目的培训机构,标委会会将持证人或学员提供的信息提供给以下单位:

·   政府部门

·   为标委会维护和更新数据的机构

·   协助标委会向持证人发送邮件的机构

·   参与、组织以及发起主办相关会议的机构

·   向标委会提供教育培训及其他服务的机构

 

FPSB China will not otherwise, without your consent, use or disclose your personal information for any purpose unless it would reasonably be expected that such purpose is related to the offer, provision and improvement of FPSB China services and benefits to you or where such purpose is permitted or required by law. In accordance with the <Regulations of Anti-spam of Internet Society of China >, should you wish to unsubscribe from commercial electronic messages from FPSB China, all future commercial electronic messages from FPSB China will enable you to unsubscribe from that particular type of electronic message from FPSB China and this can be done at any time. If you do not unsubscribe, FPSB China will continue to send you relevant information of the types described above. FPSB China may also use messaging methods other than email.

 

除非获得本人同意,现代国际金融理财标准(上海)有限公司将绝不因任何目的使用或公开持证人或学员的个人信息。除非此举的目的是为了改进标委会所提供的服务,以及出于考虑持证人或学员,或出于法律方面的要求。根据《中国互联网协会反垃圾邮件规范》的相关条款,如果持证人或学员不愿再订阅标委会发送的有关推广邮件,标委会将不再发送任何相关的邮件,且可在任何时候撤销订阅。如未取消订阅,标委会将继续发送订阅的邮件。标委会同样也会用短信的方式发送相关信息。

 

 

Access to personal information

A more detailed outline of the policies of FPSB China with respect to the management of personal information in general can be found in FPSB China’s Statement of Privacy Policy at http://www.fpsbchina.cn/FPSBNEWS/553.html. Subject to FPSB China Education Policy as outlined in FPSB China course handbook (which, in order to maintain the integrity of examinations and assessment, prohibits access to examination materials including answer booklets and exam questions), you may at any time request access to the personal information that is collected or otherwise held or acquired by FPSB China in relation to you, by contacting <400-090-3939>.

 

个人信息的获取

更为详细的有关现代国际金融理财标准(上海)有限公司对持证人或学员个人信息管理的政策可以参考国际金融理财标准委员会有关个人隐私的声明,网站:http://www.fpsbchina.cn/FPSBNEWS/553.html

根据标委会课程书本中的相关教育政策(以此来保证考试和评估的诚信、公正,防止窃取得到考试相关材料,包括答题卡和考题试卷),持证人或学员可随时拨打电话: 400-090-3939,要求查询标委会获取的有关其个人的相关信息。

 

 

Consent to collection, use and disclosure

By signing the Application, I consent to the collection, use and disclosure of any information provided in the Application in accordance with and for the purposes outlined in this Privacy Statement. I acknowledge that in providing this consent, I have read and fully understood the matters outlined in this Privacy Statement and the implications of consenting to the proposed collection, use and disclosure.

 

持证人或学员同意信息的收集、使用和公开

通过签署申请,依照此隐私声明中的条款及目的,本人同意对自己在申请中所提供的信息进行收集、使用和公开。本人承认,我已阅读并理解该隐私声明中的事项以及同意对个人信息的收集、使用及公开所可能带来的影响。